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Documents incorporated by reference

During the filing process you can reference documents that have been uploaded and submitted previously to the system by searching by filing type, filing number, submission number, or document type. Search results of documents available for reference are limited to those that meet three conditions:

  • Documents filed in the jurisdictions to which the current filing is being made
  • Documents submitted within the last three (3) years
  • Documents accessible to the user

Investment fund prospectus filings do not require any documents incorporated by reference unless the fund was previously filed as a company and is now filing as a fund.

See also Which documents can I reference as a previous filing in my Report of Exempt Distribution?

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