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    • Exempt Market Offerings
    • Continuous Disclosure Filings
    • Third Party Filings and Securities Acquisitions
    • Filing Inventory
  • Fees, Payments and Refunds
    • Create, View or Maintain a Pre-Authorized Debit (PAD) Account
    • FAQs about fees
    • Make Payments
    • Refunds
    • View Fees, Payments and Refunds
    • Fee calculation errors workaround
  • Regulatory Action
    • Search and View Regulatory Actions
    • Create or Modify Your SEDAR+ Email Subscription
  • FAQ

Search and View Regulatory Actions​

Below are links to information on how to search and view regulatory actions in SEDAR+.

Search the Disciplined List or Cease Trade Orders

View Defaults, Cease Trade Orders, Disciplinary Actions or Temporary Orders on a profile 

FAQs relating to disciplinary actions and cease trade orders (CTOs)

 

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