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Filings

Create or create & Maintain/edit icon

Create an Annual Financial Statement Filing​

  • This course covers how to file a Continuous Disclosure-type filing using an Annual Financial Statement as a representative example.​
  • Pre-requisite: Maintain Your User Account is strongly recommended. Additionally, relevant Access and Profile Management courses are recommended if filers are involved in User/Org. or Profile setup.
  • Audience: Filers
  • Runtime: 8 mins.
  • Course Code: FIL-02
Create or create & Maintain/edit icon

Create an Annual Management Report of Fund Performance Filing​

  • This course covers how to file a Continuous Disclosure-type filing using a representative example.
  • Pre-requisite: Maintain Your User Account is strongly recommended. Additionally, relevant Access and Profile Management courses are recommended if filers are involved in User/Org. or Profile setup.
  • Audience: Filers
  • Runtime: 9 mins.
  • Course Code: FIL-03
Introductory courses and overviews Icon

Working with IF and IFG Profiles and Filings​

  • This foundational course covers key concepts regarding the creation of filings for Investment Funds and Investment Fund Groups.​
  • Pre-requisite: Authority and Profile Management Concepts​ and other courses on Profiles if filers are involved in creating/maintaining profiles
  • Audience: Filers
  • Runtime: 10 mins.
  • Course Code: PRO-03/FIL-01
Create or create & Maintain/edit icon

Create a Non-IF Short Form Prospectus Filing​ for a Co.

  • This course covers how to file a non-Investment Fund Securities Offering-type filing using a representative example.
  • Pre-requisite: Maintain Your User Account is strongly recommended. Additionally, relevant Access and Profile Management courses are recommended if filers are involved in User/Org. or Profile setup.
  • Audience: Filers
  • Runtime: 15 mins.
  • Course Code: FIL-04
Create or create & Maintain/edit icon

Create an IFG Long Form Prospectus Filing​

  • This course covers how to file a Investment Fund Securities Offering-type filing using a representative example.
  • Pre-requisite: Working with Investment Fund and IFG Profiles and Filings​
  • Audience: Filers
  • Runtime: 18 mins.
  • Course Code: FIL-05
Create or create & Maintain/edit icon

Create or Maintain a Resale of Securities Filing​ (NI-45-102)

  • This course covers how to file a Third-Party-type filing (resale of securities) using a representative example.
  • Pre-requisite: Maintain Your User Account is strongly recommended. Additionally, relevant Access and Profile Management courses are recommended if filers are involved in User/Org. or Profile setup.
  • Audience: Filers
  • Runtime: 12 mins.
  • Course Code: FIL-06
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