Filings

Create an Annual Financial Statement Filing​

• This course covers how to file a Continuous Disclosure-type filing using an Annual Financial Statement as a representative example.​

• Pre-requisite: Maintain Your User Account is strongly recommended. Additionally, relevant Access and Profile Management courses are recommended if filers are involved in User/Org. or Profile setup.
• Audience: Filers
• Runtime: 8 mins.
• Course Code: FIL-02

Create an Annual Management Report of Fund Performance Filing​

• This course covers how to file a Continuous Disclosure-type filing using a representative example.

• Pre-requisite: Maintain Your User Account is strongly recommended. Additionally, relevant Access and Profile Management courses are recommended if filers are involved in User/Org. or Profile setup.
• Audience: Filers
• Runtime: 9 mins.
• Course Code: FIL-03

Working with IF and IFG Profiles and Filings​

• This foundational course covers key concepts regarding the creation of filings for Investment Funds and Investment Fund Groups.​

• Pre-requisite: Authority and Profile Management Concepts​ and other courses on Profiles if filers are involved in creating/maintaining profiles
• Audience: Filers
• Runtime: 10 mins.
• Course Code: PRO-03/FIL-01

Create a Non-IF Short Form Prospectus Filing​ for a Co.

• This course covers how to file a non-Investment Fund Securities Offering-type filing using a representative example.

• Pre-requisite: Maintain Your User Account is strongly recommended. Additionally, relevant Access and Profile Management courses are recommended if filers are involved in User/Org. or Profile setup.
• Audience: Filers
• Runtime: 15 mins.
• Course Code: FIL-04

Create an IFG Long Form Prospectus Filing​

• This course covers how to file a Investment Fund Securities Offering-type filing using a representative example.

• Pre-requisite: Working with Investment Fund and IFG Profiles and Filings​
• Audience: Filers
• Runtime: 18 mins.
• Course Code: FIL-05

Create or Maintain a Resale of Securities Filing​ (NI-45-102)

• This course covers how to file a Third-Party-type filing (resale of securities) using a representative example.

• Pre-requisite: Maintain Your User Account is strongly recommended. Additionally, relevant Access and Profile Management courses are recommended if filers are involved in User/Org. or Profile setup.
• Audience: Filers
• Runtime: 12 mins.
• Course Code: FIL-06