Filings
- This course covers how to file a Third-Party-type filing (Take-Over Bid) using a representative example.
- Pre-requisite: Maintain Your User Account is strongly recommended. Additionally, relevant Access and Profile Management courses are recommended if filers are involved in User/Org. or Profile setup.
- Audience: Filers
- Runtime: 12 mins.
- Course Code: FIL-08
- This course covers how to create and file, and amend a Report of Exempt Distribution (RED).
- Pre-requisite: Maintain Your Account is strongly recommended. Relevant UAM and PRO courses are recommended if filers are involved in User/Org. or Profile setup.
- Audience: Filers
- Runtime: 26 min
- Course Code: FIL-09
- This course covers how to change or update (maintain) a Continuous Disclosure-type filing (Annual Financial Statement) using a representative example.
- Pre-requisite: Create an Annual Financial Statement Filing
- Audience: Filers
- Runtime: 6 mins.
- Course Code: FIL-10
- This course covers how to request and approve authority over an existing filing for which you do not currently have authority, or for a filer to grant authority to a filing agent over an existing filing.
- Pre-requisite: Request Authority Over a Profile
- Audience: Filers
- Runtime: 10 mins.
- Course Code: PRO-10
- This course covers how to change or update (maintain) a Continuous Disclosure-type (Management Report of Fund Performance) filing using a representative example.
- Pre-requisite: Create an Annual Management Report of Fund Performance Filing
- Audience: Filers
- Runtime: 7 mins.
- Course Code: FIL-11
- This course covers how to change or update (maintain) a non-Investment Fund Securities Offering-type filing using a representative example.
- Pre-requisite: Create a Non-IF Short Form Prospectus Filing for a Co.
- Audience: Filers
- Runtime: 11 mins.
- Course Code: FIL-12