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I have created a prospectus filing under the wrong filing type. Can the fees from that filing be transferred to a new filing that will be made under the correct filing type?
No, the previously paid fees cannot be transferred. Notify the principal regulator of the prospectus filing – the principal regulator will contact the CSA Service Desk to request that fee exception codes are created for each applicable recipient agency. The CSA Service Desk will then provide you with the fee exception codes, including a system fee exception code, which can be entered when the new filing is created under the correct filing type.