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FAQs about Report of Exempt Distribution filings (Form 45-106F1)

FAQs about Report of Exempt Distribution filings originally filed outside SEDAR+

Why is a non-reporting issuer being asked to identify a principal regulator when filing a report of exempt distribution (Form 45-106F1)?

When a principal regulator is selected for a report of exempt distribution (Form 45-106F1), will filing fees apply to the principal regulator and will the principal regulator receive the filing?

How do I determine the principal regulator for a non-reporting issuer when filing a report of exempt distribution (Form 45-106F1)?

Is there any guidance provided by the Canadian Securities Administrators (CSA) about preparing and filing reports of exempt distribution?

Which securities regulatory authorities have answers to frequently asked questions pertinent to report of exempt distribution filings in their jurisdiction?

Will a report of exempt distribution and other exempt market offerings filings continue to be filed through separate local and national systems? 

In what order should I file a report of exempt distribution and all its related filings on SEDAR+?

Which documents can I reference as a previous filing in my Report of Exempt Distribution? 

What format must I use to file Report of Exempt Distribution (Form 45-106F1) and its associated schedules on SEDAR+?

How do I generate the Report of Exempt Distribution (Form 45-106F1) including schedule 2 of Form 45-106F1 in another language? 

Can I view the report of exempt distribution (Form 45-106F1) and Schedule 2 prior to submission?

Why can’t I make changes to my Report of Exempt Distribution (Form 45-106F1) filing if I haven’t submitted it yet?

Can I file a report of exempt distribution for an investment fund group profile?

When filing a report of exempt distribution do I need authority over the issuer profile when filing as an underwriter?

Will a report of exempt distribution certified by an underwriter be applied to both the underwriter and issuer profiles?

How can I file a report of exempt distribution as an underwriter, if I am unable to find the issuer in SEDAR+?

How do I amend a Report of Exempt Distribution (Form 45-106F1) or Report of Distribution Outside of Canada (Form 72-503F) submitted within SEDAR+?

How do I submit a Report of Exempt Distribution (Form 45-106F1) as an underwriter?

How do I file a Report of Exempt Distribution (Form 45-106F1) if I am relying on sections 4, 5 or 6 of Alberta local rule 72-501 (ASC Rule 72-501) and another reportable exemption within the same 10 day period?

How do I file a Report of Exempt Distribution (Form 45-106F1) if I am relying on section 4 of BC Instrument 72-503 (BCI 72-503) and another reportable exemption within the same 10 day period?

Which value should I use for clause (e)1 of Schedule 1 if I am relying on the accredited investor exemption for a distribution in Ontario?

Which value should I use for item 7(f) of the web form and clause (e)1 of Schedule 1 if I am relying on the family, friends and business associates prospectus exemption for a distribution in Ontario?

Which value should I use for item 7(f) of the web form and of Schedule 1 if I am relying on BCI 72-503 section 3, ASC Rule 72-501, and NB Local Rule 72-501 for distributions outside of the jurisdiction that does not trigger a separate filing?

In Québec, what gross value of securities distributed do I need to enter in the “Fee attributes” section when I am filing a report of exempt distribution, and the securities distributed were purchased on behalf of fully managed accounts?