Which documents can I reference as a previous filing in my Report of Exempt Distribution?
Filer Category | Filing Type | Filing Sub-type | Document |
Investment Fund | Offering Memorandum (2.9 of NI 45-106) | Offering Memorandum (2.9 of NI 45-106) | Offering memorandum (2.9 of NI 45-106) – English |
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| Offering memorandum (2.9 of NI 45-106) – French |
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| Undertaking |
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| Amended Offering Memorandum (2.9 of NI 45-106) | Offering memorandum (2.9 of NI 45-106) (amended) – English |
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| Offering memorandum (2.9 of NI 45-106) (amended) – French |
Investment Fund | Marketing Materials (2.9 of NI 45-106) | Marketing Materials (2.9 of NI 45-106) | Marketing materials related to offering memorandum – English |
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| Marketing materials related to offering memorandum – French |
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| Amended Marketing Materials (2.9 of NI 45-106) | Marketing materials related to offering memorandum (amended) – English |
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| Marketing materials related to offering memorandum (amended) – French |
Company | Offering Memorandum (2.9 of NI 45-106) | Offering Memorandum (2.9 of NI 45-106) | Voluntary Pre-filing of Draft Offering Memoranda (NB Local Staff Notice 45-701) |
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| Voluntary Pre-filing of Draft Offering Memoranda (SK Local Staff Notice 45-706) |
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| Offering memorandum (2.9 of NI 45-106) – English |
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| Offering memorandum (2.9 of NI 45-106) – French |
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| Technical report (NI 43-101) – English |
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| Technical report (NI 43-101) – French |
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| Amended & restated technical report (NI 43-101) – English |
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| Amended & restated technical report (NI 43-101) – French |
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| Undertaking |
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| Amended Offering Memorandum (2.9 of NI 45-106) | Offering memorandum (2.9 of NI 45-106) (amended) – English |
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| Offering memorandum (2.9 of NI 45-106) (amended) – French |
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| Technical report (NI 43-101) – English |
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| Technical report (NI 43-101) – French |
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| Amended & restated technical report (NI 43-101) – English |
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| Amended & restated technical report (NI 43-101) – French |
Company | Marketing Materials (2.9 of NI 45-106) | Marketing Materials (2.9 of NI 45-106) | Marketing materials related to offering memorandum – English |
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| Marketing materials related to offering memorandum – French |
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| Amended Marketing Materials (2.9 of NI 45-106) | Marketing materials related to offering memorandum (amended) – English |
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| Marketing materials related to offering memorandum (amended) – French |
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| Real Estate Offering Document | Real estate offering document – English |
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| Real estate offering document – French |
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| Amended Real Estate Offering Document | Real estate offering document (amended) – English |
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| Real estate offering document (amended) – French |
Investment Fund | Offering Memorandum (Other than 2.9 of NI 45-106)
*See Note below table | Offering Memorandum (Other than 2.9 of NI 45-106) | Offering memorandum (other than 2.9 of NI 45-106) – English |
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| Offering memorandum (other than 2.9 of NI 45-106) – French |
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| Offering memorandum (other than 2.9 of NI 45-106) (amended) – English |
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| Offering memorandum (other than 2.9 of NI 45-106) (amended) – French |
Company | Offering Memorandum (Other than 2.9 of NI 45-106)
*See Note below table | Offering Memorandum (Other than 2.9 of NI 45-106) | Offering memorandum (other than 2.9 of NI 45-106) – English |
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| Offering memorandum (other than 2.9 of NI 45-106) – French |
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| Offering memorandum (other than 2.9 of NI 45-106) (amended) – English |
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| Offering memorandum (other than 2.9 of NI 45-106) (amended) – French |
Company | NB LR 45-509 – Community Economic Development Corporations and Associations (CEDC) | Offering Document | CEDC offering document of Form 45-509F1 |
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| Amended Offering Document | CEDC offering document of Form 45-509F1 (amended) |
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| Promotional Material | CEDC promotional material |
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| Amended Promotional Material | CEDC promotional material (amended) |
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| Certificate of Registration | CEDC certificate of registration |
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| Letter of Non-Objection | CEDC letter of non-objection |
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| Notice of Surrendering or Revocation | CEDC notice of surrender or revocation of registration |
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| Notice of Specified Events | CEDC notice of specified events – Form 45-509F2 |
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| Notice of Specified Events Specified Events | CEDC notice of specified events – Form 45-509F2 (amended) |
Investment Fund | NB LR 45-509 – Community Economic Development Corporations and Associations (CEDC) | Offering Document | CEDC offering document of Form 45-509F1 |
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| Amended Offering Document | CEDC offering document of Form 45-509F1 (amended) |
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| Promotional Material | CEDC promotional material |
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| Amended Promotional Material | CEDC promotional material (amended) |
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| Certificate of Registration | CEDC certificate of registration |
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| Letter of Non-Objection | CEDC letter of non-objection |
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| Notice of Surrendering or Revocation | CEDC notice of surrender or revocation of registration |
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| Notice of Specified Events | CEDC notice of specified events – Form 45-509F2 |
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| Notice of Specified Events | CEDC notice of specified events – Form 45-509F2 (amended) |
Company | Report of Trade | Report of Trade | Report of trade |
Company | Start-Up Crowdfunding – Offering Document | Start-Up Crowdfunding – Offering Document | Offering document – English |
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| Offering document – French |
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| Amended Start-Up Crowdfunding – Offering Document | Offering document (amended) – English |
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| Offering document (amended) – French |
Company | Crowdfunding – Offering Document (MI 45-108) | Crowdfunding Offering Document (MI 45-108) | Crowdfunding offering document (MI 45-108) – English |
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| Crowdfunding offering document (MI 45-108) – French |
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| Other distribution materials (MI 45-108) – English |
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| Other distribution materials (MI 45-108) – French |
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| Amended Crowdfunding – Offering Document (MI 45-108) | Crowdfunding offering document (MI 45-108) (amended) – English |
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| Crowdfunding offering document (MI 45-108) (amended) – French |
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| Other distribution materials (MI 45-108) (amended) – English |
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| Other distribution materials (MI 45-108) (amended) – French |
Investment Fund | News Releases | News Releases | News release – English |
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| News release – French |
Company | News Releases | News Releases | News release – English |
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| News release – French |
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| Offering material – English |
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| Offering material – French |
Company | Listed Issuer Financing Exemption – Offering Document | Listed Issuer Financing Exemption – Offering Document | Offering document – English |
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| Offering document – French |
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| News release – English |
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| News release – French |
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| Amended Listed Issuer Financing Exemption – Offering Document | Offering document (amended) – English |
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| Offering document (amended) – French |
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| News release – English |
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| News release – French |
Company | Start-up crowdfunding – offering document (NI 45-110) | Start-up crowdfunding – offering document (NI 45-110) | Offering document – English |
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| Offering document – French |
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| Amended start-up crowdfunding – offering document (NI 45-110) | Offering document (amended) – English |
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| Offering document (amended) – French |
Note: If the offering memorandum filed was an ‘Offering memorandum (Other than 2.9 of NI 45-106)’, a workaround is required as documents submitted under this filing type are currently not searchable.
Workaround instructions:
- Select the document type ‘Other’ and attach a PDF document that indicates the filing number for the ‘Offering memorandum (Other than 2.9 of NI 45-106)’. The filing number can also be entered in the ‘Description’ field.
