What can we help you with today?

FAQs about prospectus filings

What new prospectus filing subtypes have been added to SEDAR+?

How do I file a shelf prospectus for an investment fund?

Why are the shelf or short form prospectus filings types not available for selection?

When should I select ‘Yes’ to the question ‘Are you combining prospectuses?’ for Combined preliminary and pro forma’ and ‘Pro forma’ subtypes?

Why do I need to select the funds on the filing multiple times?

How do I populate a class or series on the prospectus filing?

How do I file an ‘Amendment to final’ for a class or series that will not be effective until a later date?

How do I file a separate prospectus for a new class or series of an existing fund?

How do I file the part A and part B sections of a simplified prospectus? 

How do I file a final prospectus when investment fund(s) are withdrawn from the prospectus filing?

How do I file an ‘Amendment to final’ for some of the funds in the final prospectus?

How do I file an ‘amended and restated’ multiple final prospectus for an investment fund?  

How do I change the ‘Short-form eligible’ field on my profile?

How do I add to a submitted prospectus?

Where do I file draft financial statements or other draft documents with a prospectus filing?

Why are certain documents incorporated by reference not available for selection in a prospectus filing?

How do I file a non-mutual fund prospectus including non-redeemable investment fund, flow-through limited partnership or split share corp. prospectus with more than one issuer?

How do I file a scholarship plan prospectus/detailed plan disclosure with more than one issuer?

How do I add a fund to an investment fund prospectus?

How do I add class/series to an investment fund prospectus?

How do I add a recipient agency to an investment fund prospectus?

How to add a recipient agency to an existing prospectus for a company?

How do I add the ‘Date of the last final prospectus’?

What is the document type to choose for a pre-clearance prospectus supplement for linked notes?

What is the document type to choose for a pricing supplement (specified derivative) for linked notes? 

How do I file a corrected pricing supplement (specified derivative) for linked notes?

When do I file Personal information forms? 

How do I file a ‘Certificate / notice(s) re proceeds of distribution’ in SEDAR+?

How do I file a ‘Certificate / notice(s) re proceeds of distribution’ in SEDAR+ for a medium term notes program distribution in Québec?

When uploading a Certificate / notice(s) re proceeds of distribution, how do I enter the fee attribute information for an issuer where the gross or net proceeds value is negative?

Where will all comment and response letters between the TSX-V and the CPC be filed?

How do I file a shelf prospectus, that is relying on an exemption from certain prospectus requirements, for a well-known seasoned issuer (WKSI)?

What should be in the WKSI filing letter?

What documents should be filed with the WKSI filing letter?

What documents are filed with the final WKSI prospectus?

What will the access level of the WKSI letter filed under ‘Preliminary Short Form Prospectus’ be?

How do I answer the fee attribute “Is the distribution value equal to or less than $1 million?” if the distribution value is unknown, for example with an open-ended fund?

How do I answer the fee attribute “Number of selling security holders” if the number is unknown or if the selling security holders do not end up distributing any securities under the prospectus?